A Financial Advisor for Ambitious Professionals and Multi-generational Families

At Legion Financial Advisors, we work with ambitious professionals and those responsible for their family’s legacy who are serious about building and protecting their wealth. Based in Laguna Beach and Newport Beach, our independent Registered Investment Advisory firm deploys proprietary investment and wealth management systems to address the complexity of modern financial management.

Our financial and investment strategies have helped our clients both protect and grow their wealth throughout Orange County, San Diego, and Los Angeles. And because we are a fee-only firm that receives no compensation other than what our clients pay us, our advice is unaffected by conflicts of interest.

Our Story

Our founder, David Di Rocco, launched Legion Financial Advisors after a successful career with prestigious investment companies that included PIMCO and Dimensional Fund Advisors. In founding Legion, David wanted to draw on his deep experience in portfolio construction and investment analytics to help ambitious professionals preserve and enhance their wealth.

David understood that the complexity of today’s financial environment often limits people’s ability to make effective, well-informed decisions. In founding Legion, he sought to empower clients by illuminating the pertinent information, helping each client to fully grasp their situation and make well-informed decisions.

Today, we provide fee-only financial planning and portfolio construction addressing the full range of our clients’ personal finance issues and goals. In everything we do, we adhere to the three E’s of Legion’s mission statement—to be efficient, effective, and empowering—and in so doing, we help build trust and provide peace of mind.

 Tell Us Your Story

Wealth
Builders

I’m an ambitious professional serious about building wealth with intention.

Legacy
Stewards

I’m responsible for preserving my family’s legacy and continuing the next generation of wealth.

Real Estate Investors

I’m looking to invest in capital markets in a way that complements my real estate holdings.

Medical Practitioners

I’m a medical practitioner intent on paying off debt and building wealth.

 Memberships and Associations

 
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